4//SEC Filing
GAIN Capital Holdings, Inc. 4
Accession 0001444363-13-000009
CIK 0001444363operating
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:43 PM ET
Size
5.9 KB
Accession
0001444363-13-000009
Insider Transaction Report
Form 4
Galant Mark E
Director
Transactions
- Sale
Common Stock
2013-06-14$5.82/sh−25,000$145,500→ 270,535 total(indirect: See footnote)
Holdings
- 1,131,406
Common Stock
Footnotes (2)
- [F1]These shares are held indirectly by the 2007 Galant Family Trust, by and among Mark E. Galant, as donor, and the Goldman Sachs Trust Company of Delaware and Farid Naib, as trustees.
- [F2]Includes (i) 14,151 restricted stock units, which vest monthly over one year, beginning on June 16, 2012, the day immediately after the Company's 2012 Annual Meeting of Stockholders, and (ii) 17,046 restricted stock units, which vest monthly over one year, beginning on June 14, 2013, the day immediately after the Company's 2013 Annual Meeting of Stockholders. As of the date of this report, 14,151 shares are vested and 17,046 are unvested.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 4:43 PM ET
- Size
- 5.9 KB