GAIN Capital Holdings, Inc. 4
4 · GAIN Capital Holdings, Inc. · Filed Mar 24, 2016
Insider Transaction Report
Form 4
Scott Jeffrey
Chief Commercial Officer
Transactions
- Sale
Common Stock
2016-03-23$6.28/sh−3,078$19,327→ 61,858 total
Footnotes (2)
- [F1]The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.37, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.