4//SEC Filing
GAIN Capital Holdings, Inc. 4
Accession 0001444363-16-000198
CIK 0001444363operating
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 9:39 PM ET
Size
5.4 KB
Accession
0001444363-16-000198
Insider Transaction Report
Form 4
Scott Jeffrey
Chief Commercial Officer
Transactions
- Sale
Common Stock
2016-03-23$6.28/sh−3,078$19,327→ 61,858 total
Footnotes (2)
- [F1]The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.37, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 9:39 PM ET
- Size
- 5.4 KB