Home/Filings/4/0001444363-17-000071
4//SEC Filing

GAIN Capital Holdings, Inc. 4

Accession 0001444363-17-000071

CIK 0001444363operating

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 3:48 PM ET

Size

6.9 KB

Accession

0001444363-17-000071

Insider Transaction Report

Form 4
Period: 2017-06-09
Transactions
  • Exercise/Conversion

    Common Stock

    2017-06-09$3.83/sh+12,024$46,052126,460 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2017-06-09$3.83/sh12,024$46,05240,000 total
    Exercise: $3.83Common Stock (12,024 underlying)
Footnotes (2)
  • [F1]Reflects shares acquired upon exercise of stock options listed in Table II below.
  • [F2]Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one year anniversary of the grant date. The options have a term of ten years.

Issuer

GAIN Capital Holdings, Inc.

CIK 0001444363

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001444363

Filing Metadata

Form type
4
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 3:48 PM ET
Size
6.9 KB