4//SEC Filing
Calhoun Christopher Warren 4
Accession 0001444363-17-000090
CIK 0001444363other
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 9:19 PM ET
Size
7.2 KB
Accession
0001444363-17-000090
Insider Transaction Report
Form 4
Calhoun Christopher Warren
Director
Transactions
- Sale
Common Stock
2017-08-04$7.00/sh−5,000$35,007→ 40,149 total - Sale
Common Stock
2017-08-07$7.00/sh−10,000$70,031→ 30,149 total
Footnotes (3)
- [F1]The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.145, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.94 to $7.12, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001506926
Filing Metadata
- Form type
- 4
- Filed
- Aug 7, 8:00 PM ET
- Accepted
- Aug 8, 9:19 PM ET
- Size
- 7.2 KB