4//SEC Filing
GOOR ALEX 4
Accession 0001444363-18-000134
CIK 0001444363other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 4:19 PM ET
Size
9.2 KB
Accession
0001444363-18-000134
Insider Transaction Report
Form 4
GOOR ALEX
Director
Transactions
- Purchase
Common Stock
2018-08-03$6.91/sh+15,000$103,692→ 160,911 total - Purchase
Common Stock
2018-08-06$7.00/sh+15,000$105,027→ 175,911 total - Purchase
Common Stock
2018-08-07$7.19/sh+15,000$107,840→ 190,911 total
Footnotes (4)
- [F1]The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $7.055, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.06, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.12 to $7.26, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001204485
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 4:19 PM ET
- Size
- 9.2 KB