Home/Filings/4/0001444483-11-000004
4//SEC Filing

Bethards Brandon C. 4

Accession 0001444483-11-000004

CIK 0001486957other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 8:07 PM ET

Size

35.8 KB

Accession

0001444483-11-000004

Insider Transaction Report

Form 4
Period: 2011-03-04
Bethards Brandon C.
DirectorPresident and CEO
Transactions
  • Tax Payment

    Common Stock

    2011-03-05$34.55/sh7,228$249,727126,557 total
  • Exercise/Conversion

    Common Stock

    2011-03-05+13,074139,631 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-03-0517,0298,514 total
    Exercise: $0.00Exp: 2012-03-05Common Stock (17,029 underlying)
  • Exercise/Conversion

    Stock Options (right to buy)

    2011-03-0724,16424,164 total
    Exercise: $10.58Exp: 2016-03-05Common Stock (24,164 underlying)
  • Exercise/Conversion

    Common Stock

    2011-03-04+16,971122,263 total
  • Sale

    Common Stock

    2011-03-0724,164134,082 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2011-03-0425,16650,330 total
    Exercise: $24.55Exp: 2017-03-04Common Stock (25,166 underlying)
  • Award

    Stock Options (right to buy)

    2011-03-04+82,91182,911 total
    Exercise: $34.55Exp: 2018-03-04Common Stock (82,911 underlying)
  • Tax Payment

    Common Stock

    2011-03-04$34.55/sh5,507$190,267116,756 total
  • Award

    Restricted Stock Units

    2011-03-04+26,24126,241 total
    Exercise: $0.00Exp: 2014-03-04Common Stock (26,241 underlying)
  • Exercise/Conversion

    Common Stock

    2011-03-07$10.58/sh+24,164$255,655158,246 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-03-0513,0746,735 total
    Exercise: $0.00Exp: 2012-03-05Common Stock (13,074 underlying)
  • Exercise/Conversion

    Common Stock

    2011-03-04$24.55/sh+25,166$617,825130,458 total
  • Sale

    Common Stock

    2011-03-0425,166105,292 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-03-0416,97133,944 total
    Exercise: $0.00Exp: 2013-03-04Common Stock (16,971 underlying)
  • Exercise/Conversion

    Common Stock

    2011-03-05+17,029133,785 total
  • Tax Payment

    Common Stock

    2011-03-05$34.55/sh5,549$191,718134,082 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    374
Footnotes (14)
  • [F1]25,166 shares sold on March 4, 2011 as follows: 10,620 @ $34.55; 2,204 @ $34.5505; 5,000 @ $34.5511; 942 @ $34.5521; 1,100 @ $34.5591; 1,410 @ $34.56; 390 @ $34.5626; 500 @ $34.5685; 700 @ $34.57; 800 @ $34.58; 100 @ $34.59; 400 @ $34.5962; 800 @ $34.60; 200 @ 35.00.
  • [F10]Stock options vest in three equal annual installments beginning March 4, 2012.
  • [F11]RSUs vest in two equal annual installments beginning March 5, 2011.
  • [F12]In accordance with the terms of the award, a portion of the RSUs were subject to accelerated vesting.
  • [F13]100% of the RSUs vest on March 5, 2012.
  • [F14]Stock options vest in two equal annual installments beginning March 5, 2011.
  • [F2]24,164 shares sold on March 7, 2011 as follows: 2,500 @ $34.3052; 3,002 @ $34.3073; 5,251 @ $34.3531; 700 @ $34.3943; 200 @ $34.3975; 200 @ $34.40; 600 @ $34.41; 200 @ $34.42; 1,600 @ $34.4537; 600 @ $34.52; 2,511 @ $34.60; 500 @ $34.6040; 600 @ $34.6050; 1,800 @ $34.6061; 300 @ $34.61; 400 @ $34.6150; 500 @ $34.62; 100 @ $34.63; 1,300 @ $34.6323; 1,100 @ $34.65; 200 @ $34.66.
  • [F3]Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of March 4, 2011.
  • [F4]Stock options vest in three equal annual installments beginning March 4, 2011.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of BWC common stock.
  • [F6]RSUs vest in three equal annual installments beginning March 4, 2011.
  • [F7]Grant of restricted stock units pursuant to the Amended and Restated 2010 Long-Term Incentive Plan of The Babcock & Wilcox Company. Each restricted stock unit represents a contingent right to receive one share of BWC common stock.
  • [F8]RSUs vest in three equal annual installments beginning March 4, 2012.
  • [F9]Grant of stock options pursuant to the Amended and Restated 2010 Long-Term Incentive Plan of The Babcock & Wilcox Company.

Issuer

Babcock & Wilcox Co

CIK 0001486957

Entity typeother

Related Parties

1
  • filerCIK 0001444483

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 8:07 PM ET
Size
35.8 KB