Helliker Mark 4
4 · LPL Financial Holdings Inc. · Filed May 7, 2013
Insider Transaction Report
Form 4
Helliker Mark
MD, B/D Support Services
Transactions
- Exercise/Conversion
Common Stock
2013-05-03$19.74/sh+24,927$492,059→ 28,249 total - Sale
Common Stock
2013-05-03$34.73/sh−24,927$865,715→ 3,322 total - Exercise/Conversion
Option to purchase common stock
2013-05-03−24,927→ 15,072 totalExercise: $19.74Exp: 2019-06-12→ Common Stock (24,927 underlying)
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2013.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.54 to $35.00, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- [F3]Fully vested as of June 12, 2012