4//SEC Filing
Avago Technologies LTD 4
Accession 0001445305-14-003889
CIK 0001441634operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 7:09 PM ET
Size
15.0 KB
Accession
0001445305-14-003889
Insider Transaction Report
Form 4
OOI BOON C
SVP, Global Operations
Transactions
- Exercise/Conversion
Employee Stock Options (right to buy)
2014-09-05−35,000→ 0 totalExercise: $8.12Exp: 2019-01-14→ Ordinary Shares (35,000 underlying) - Exercise/Conversion
Employee Right Stock Options (right to buy)
2014-09-05−7,500→ 22,500 totalExercise: $35.45Exp: 2020-03-11→ Ordinary Shares (7,500 underlying) - Exercise/Conversion
Ordinary Shares
2014-09-05$8.12/sh+35,000$284,200→ 97,697 total - Exercise/Conversion
Ordinary Shares
2014-09-05$35.45/sh+7,500$265,875→ 105,197 total - Sale
Ordinary Shares
2014-09-05$87.33/sh−35,000$3,056,564→ 70,197 total - Sale
Ordinary Shares
2014-09-05$87.22/sh−7,500$654,125→ 62,697 total - Sale
Ordinary Shares
2014-09-05$86.61/sh−2,500$216,530→ 60,197 total
Footnotes (4)
- [F1]Transaction executed in multiple trades at prices ranging from $87.11 to $87.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F2]Includes 57,501 restricted share units ("RSUs")
- [F3]The option is fully vested and exercisable.
- [F4]The option vests over four years, with 25% vesting on each anniversary of March 12, 2013. The option is exercisable, to the extent vested, starting on the date the average of the closing prices of the Company's ordinary shares (as reported on Nasdaq), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price of option. This criteria has been met and the option is exercisable to the extent vested.
Documents
Issuer
Avago Technologies LTD
CIK 0001441634
Entity typeoperating
Related Parties
1- filerCIK 0001441634
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 7:09 PM ET
- Size
- 15.0 KB