Home/Filings/4/0001445305-19-000040
4//SEC Filing

Miller J Stuart 4

Accession 0001445305-19-000040

CIK 0001445305other

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 4:15 PM ET

Size

18.3 KB

Accession

0001445305-19-000040

Insider Transaction Report

Form 4
Period: 2019-02-25
Miller J Stuart
Executive VP, Treasurer & CFO
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2019-02-25$15.86/sh+30,000$475,800361,738 total
  • Sale

    Class A Common Stock

    2019-02-25$48.33/sh30,000$1,449,915331,738 total
  • Exercise/Conversion

    Class A Common Stock

    2019-02-26$15.86/sh+10,000$158,600341,738 total
  • Sale

    Class A Common Stock

    2019-02-26$49.01/sh10,000$490,100331,738 total
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2019-02-2530,000134,240 total
    Exercise: $15.86From: 2015-04-07Exp: 2024-04-06Class A Common Stock (30,000 underlying)
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2019-02-2610,000124,240 total
    Exercise: $15.86From: 2015-04-07Exp: 2024-04-06Class A Common Stock (10,000 underlying)
Holdings
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $12.40From: 2018-02-01Exp: 2027-01-31Class A Common Stock (37,407 underlying)
    37,407
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $15.83From: 2015-08-12Exp: 2024-08-11Class A Common Stock (39,600 underlying)
    39,600
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $14.74From: 2017-02-01Exp: 2026-01-31Class A Common Stock (31,469 underlying)
    31,469
Footnotes (6)
  • [F1]The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $49.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  • [F2]Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.
  • [F3]Granted pursuant to 2009 Unit Incentive Plan.
  • [F4]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  • [F5]Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  • [F6]Vests in three equal annual installments commencing on the first anniversary of the grant date.

Issuer

WORKIVA INC

CIK 0001445305

Entity typeother

Related Parties

1
  • filerCIK 0001623880

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:15 PM ET
Size
18.3 KB