4//SEC Filing
Miller J Stuart 4
Accession 0001445305-20-000137
CIK 0001445305other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 6:13 PM ET
Size
15.5 KB
Accession
0001445305-20-000137
Insider Transaction Report
Form 4
Miller J Stuart
Executive VP, Treasurer & CFO
Transactions
- Sale
Class A Common Stock
2020-12-01$74.72/sh−17,974$1,343,017→ 333,717 total - Sale
Class A Common Stock
2020-12-01$75.18/sh−3,289$247,267→ 330,428 total - Exercise/Conversion
Employee Stock Option to Purchase Class A Common Stock
2020-12-01$74.79/sh−21,263$1,590,260→ 0 totalExercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (21,263 underlying) - Exercise/Conversion
Class A Common Stock
2020-12-01$15.83/sh+21,263$336,593→ 351,691 total
Holdings
- 0
Employee Stock Option to Purchase Class A Common Stock
Exercise: $15.86From: 2015-04-07Exp: 2024-04-06→ Class A Common Stock (0 underlying) - 37,407
Employee Stock Option to Purchase Class A Common Stock
Exercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (37,407 underlying) - 31,469
Employee Stock Option to Purchase Class A Common Stock
Exercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (31,469 underlying)
Footnotes (8)
- [F1]The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.14 to $75.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- [F2]The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.14 to $75.23. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- [F3]Granted pursuant to 2009 Unit Incentive Plan.
- [F4]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
- [F5]Reflects the transfer of 18,337 stock options to the Reporting Person's former spouse on April 16, 2020 pursuant to a qualified domestic relations order.
- [F6]Reflects the transfer of 63,452 stock options to the Reporting Person's former spouse on April 16, 2020 pursuant to a qualified domestic relations order.
- [F7]Grant of stock option pursuant to the 2014 Equity Incentive Plan.
- [F8]Vests in three equal annual installments commencing on the first anniversary of the grant date.
Documents
Issuer
WORKIVA INC
CIK 0001445305
Entity typeother
Related Parties
1- filerCIK 0001623880
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 6:13 PM ET
- Size
- 15.5 KB