4//SEC Filing
TROM JEFF D. 4
Accession 0001445305-21-000180
CIK 0001445305other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:16 PM ET
Size
17.1 KB
Accession
0001445305-21-000180
Insider Transaction Report
Form 4
TROM JEFF D
Executive VP & CTO10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2021-11-23$14.74/sh+21,212$312,665→ 330,004 total - Exercise/Conversion
Employee Stock Option to Purchase Class A Common Stock
2021-11-23−159,592→ 0 totalExercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (159,592 underlying) - Exercise/Conversion
Class A Common Stock
2021-11-23$12.40/sh+25,215$312,666→ 308,792 total - Exercise/Conversion
Class A Common Stock
2021-11-23$15.83/sh+159,592$2,526,341→ 489,596 total - Exercise/Conversion
Employee Stock Option to Purchase Class A Common Stock
2021-11-23−25,215→ 0 totalExercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (25,215 underlying) - Exercise/Conversion
Employee Stock Option to Purchase Class A Common Stock
2021-11-23−21,212→ 0 totalExercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (21,212 underlying)
Holdings
- 328,402(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (328,402 underlying) - 4,645(indirect: By Trust)
Class A Common Stock
Footnotes (5)
- [F1]Granted pursuant to the 2014 Equity Incentive Plan.
- [F2]Vests in three equal annual installments commencing on the first anniversary of the grant date.
- [F3]Granted pursuant to 2009 Unit Incentive Plan.
- [F4]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
- [F5]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Documents
Issuer
WORKIVA INC
CIK 0001445305
Entity typeother
Related Parties
1- filerCIK 0001013632
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:16 PM ET
- Size
- 17.1 KB