VANDERPLOEG MARTIN J. 4
4 · WORKIVA INC · Filed Aug 13, 2024
Insider Transaction Report
Form 4
VANDERPLOEG MARTIN J.
Director
Transactions
- Purchase
Class A Common Stock
2024-08-09$75.61/sh+290$21,927→ 337,869 total(indirect: By Trust) - Purchase
Class A Common Stock
2024-08-09$74.94/sh+3,710$278,027→ 337,579 total(indirect: By Trust)
Holdings
- 491,270(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (491,270 underlying) - 326,862
Class A Common Stock
- 710,562(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (710,562 underlying) - 84,210
Employee Stock Option to Purchase Class A Common Stock
Exercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (84,210 underlying) - 200,204
Employee Stock Option to Purchase Class A Common Stock
Exercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (200,204 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.60 to $75.58. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- [F2]The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.60 to $75.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- [F3]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
- [F4]Grant of stock option pursuant to the 2014 Equity Incentive Plan.
- [F5]Vests in three equal annual installments commencing on the first anniversary of the grant date.