Home/Filings/4/0001445525-13-000002
4//SEC Filing

CARRIER GREG 4

Accession 0001445525-13-000002

CIK 0001001385other

Filed

Jan 10, 7:00 PM ET

Accepted

Jan 11, 4:43 PM ET

Size

19.8 KB

Accession

0001445525-13-000002

Insider Transaction Report

Form 4
Period: 2013-01-01
CARRIER GREG
Vice President, Purchasing
Transactions
  • Exercise/Conversion

    Common Stock

    2013-01-01+4421,793 total
  • Exercise/Conversion

    Restricted Stock Units

    2013-01-01442768 total
    Common Stock (442 underlying)
  • Exercise/Conversion

    Common Stock

    2013-01-01+1821,821 total
  • Exercise/Conversion

    Restricted Stock Units

    2013-01-01182586 total
    Common Stock (182 underlying)
  • Tax Payment

    Common Stock

    2013-01-01$23.86/sh63$1,5031,758 total
  • Tax Payment

    Common Stock

    2013-01-01$23.86/sh272$6,4902,265 total
  • Exercise/Conversion

    Performance Shares

    2013-01-017792,080 total
    Common Stock (779 underlying)
  • Tax Payment

    Common Stock

    2013-01-01$23.86/sh154$3,6741,639 total
  • Exercise/Conversion

    Common Stock

    2013-01-01+7792,537 total
Footnotes (9)
  • [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2011.
  • [F2]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012
  • [F3]Represents shares acquired pursuant to vesting of Performance Shares granted in 2011
  • [F4]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
  • [F5]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
  • [F6]The Restricted Stock Units vest in installments as follows: 2/3 on January 1, 2013 and 1/3 on January 1, 2014.
  • [F7]The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
  • [F8]The Performance Shares vest on January 1, 2013 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2013 relative to the total shareholder return of a peer group over the same period.
  • [F9]Represents remaining Performance Shares after deducting those that were forfeited because the total shareholder return criteria for the January 1, 2013 vest resulted in a payout of less than 100%.

Issuer

NORTHWEST PIPE CO

CIK 0001001385

Entity typeother

Related Parties

1
  • filerCIK 0001408149

Filing Metadata

Form type
4
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 4:43 PM ET
Size
19.8 KB