4//SEC Filing
STONE GARY 4
Accession 0001445525-13-000009
CIK 0001001385other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 4:48 PM ET
Size
19.8 KB
Accession
0001445525-13-000009
Insider Transaction Report
Form 4
STONE GARY
VP, Quality Assurance
Transactions
- Exercise/Conversion
Common Stock
2013-01-01+459→ 1,809 total - Tax Payment
Common Stock
2013-01-01$23.86/sh−31$740→ 1,900 total - Exercise/Conversion
Restricted Stock Units
2013-01-01−195→ 620 total→ Common Stock (195 underlying) - Exercise/Conversion
Restricted Stock Units
2013-01-01−459→ 815 total→ Common Stock (459 underlying) - Exercise/Conversion
Performance Shares
2013-01-01−808→ 2,215 total→ Common Stock (808 underlying) - Exercise/Conversion
Common Stock
2013-01-01+808→ 2,708 total - Tax Payment
Common Stock
2013-01-01$23.86/sh−73$1,742→ 1,736 total - Exercise/Conversion
Common Stock
2013-01-01+195→ 1,931 total - Tax Payment
Common Stock
2013-01-01$23.86/sh−129$3,078→ 2,579 total
Footnotes (9)
- [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2011.
- [F2]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012
- [F3]Represents shares acquired pursuant to vesting of Performance Shares granted in 2011
- [F4]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
- [F5]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
- [F6]The Restricted Stock Units vest in installments as follows: 2/3 on January 1, 2013 and 1/3 on January 1, 2014.
- [F7]The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
- [F8]The Performance Shares vest on January 1, 2013 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2013 relative to the total shareholder return of a peer group over the same period.
- [F9]Represents remaining Performance Shares after deducting those that were forfeited because the total shareholder return criteria for the January 1, 2013 vest resulted in a payout of less than 100%.
Documents
Issuer
NORTHWEST PIPE CO
CIK 0001001385
Entity typeother
Related Parties
1- filerCIK 0001408150
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 4:48 PM ET
- Size
- 19.8 KB