4//SEC Filing
NORTHWEST PIPE CO 4
Accession 0001445525-14-000001
$NWPXCIK 0001001385operating
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 4:45 PM ET
Size
30.5 KB
Accession
0001445525-14-000001
Insider Transaction Report
Form 4
Baum Richard L.
General Counsel
Transactions
- Tax Payment
Common Stock
2014-01-01$37.76/sh−307$11,592→ 4,808 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−1,012$38,213→ 6,599 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−586$22,127→ 7,715 total - Exercise/Conversion
Restricted Stock Units
2014-01-01−947→ 3,503 total→ Common Stock (947 underlying) - Exercise/Conversion
Common Stock
2014-01-01+757→ 5,115 total - Exercise/Conversion
Common Stock
2014-01-01+2,803→ 7,611 total - Exercise/Conversion
Common Stock
2014-01-01+1,702→ 8,301 total - Exercise/Conversion
Common Stock
2014-01-15+663→ 8,378 total - Exercise/Conversion
Restricted Stock Units
2014-01-01−757→ 2,746 total→ Common Stock (757 underlying) - Exercise/Conversion
Restricted Stock Units
2014-01-15−663→ 2,083 total→ Common Stock (663 underlying) - Exercise/Conversion
Common Stock
2014-01-01+947→ 4,742 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−384$14,500→ 4,358 total - Tax Payment
Common Stock
2014-01-15$36.80/sh−269$9,899→ 8,109 total - Exercise/Conversion
Performance Shares
2014-01-01−2,270→ 10,512 total→ Common Stock (1,702 underlying) - Exercise/Conversion
Performance Shares
2014-01-01−1,894→ 12,782 total→ Common Stock (2,803 underlying)
Footnotes (12)
- [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2011.
- [F10]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2014, 1/3 on January 15, 2015 and 1/3 or January 15, 2016.
- [F11]The Performance Shares vest on January 1, 2014 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2011-2013 relative to the total shareholder return of a peer group over the same period.
- [F12]The Performance Shares vest on January 1, 2014 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2013 relative to the total shareholder return of a peer group over the same period.
- [F2]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012.
- [F3]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2013.
- [F4]Represents shares acquired pursuant to vesting of Performance Shares granted in 2011.
- [F5]Represents shares acquired pursuant to vesting of Performance Shares granted in 2012.
- [F6]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
- [F7]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
- [F8]The Restricted Stock Units vest in installments as follows: 2/3 on January 1, 2013 and 1/3 on January 1, 2014.
- [F9]The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
Documents
Issuer
NORTHWEST PIPE CO
CIK 0001001385
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001001385
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 4:45 PM ET
- Size
- 30.5 KB