4//SEC Filing
NORTHWEST PIPE CO 4
Accession 0001445525-14-000006
$NWPXCIK 0001001385operating
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 4:49 PM ET
Size
32.0 KB
Accession
0001445525-14-000006
Insider Transaction Report
Form 4
MAHONEY ROBERT L
President, Tubular Products
Transactions
- Exercise/Conversion
Common Stock
2014-01-01+1,128→ 14,125 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−354$13,367→ 14,231 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−1,311$49,503→ 16,262 total - Exercise/Conversion
Common Stock
2014-01-15+791→ 18,286 total - Tax Payment
Common Stock
2014-01-15$36.80/sh−310$11,408→ 17,976 total - Exercise/Conversion
Common Stock
2014-01-01+902→ 14,585 total - Exercise/Conversion
Common Stock
2014-01-01+3,342→ 17,573 total - Exercise/Conversion
Common Stock
2014-01-01+2,029→ 18,291 total - Exercise/Conversion
Restricted Stock Units
2014-01-01−1,128→ 4,177 total→ Common Stock (1,128 underlying) - Exercise/Conversion
Performance Shares
2014-01-01−2,706→ 12,531 total→ Common Stock (2,029 underlying) - Gift
Common Stock
2013-12-13−700→ 12,997 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−442$16,690→ 13,683 total - Tax Payment
Common Stock
2014-01-01$37.76/sh−796$30,057→ 17,495 total - Exercise/Conversion
Restricted Stock Units
2014-01-01−902→ 3,275 total→ Common Stock (902 underlying) - Exercise/Conversion
Performance Shares
2014-01-01−2,258→ 15,237 total→ Common Stock (3,342 underlying) - Exercise/Conversion
Restricted Stock Units
2014-01-15−791→ 2,484 total→ Common Stock (791 underlying)
Footnotes (12)
- [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2011.
- [F10]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2014, 1/3 on January 15, 2015 and 1/3 or January 15, 2016.
- [F11]The Performance Shares vest on January 1, 2014 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2011-2013 relative to the total shareholder return of a peer group over the same period.
- [F12]The Performance Shares vest on January 1, 2014 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2013 relative to the total shareholder return of a peer group over the same period.
- [F2]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012.
- [F3]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2013.
- [F4]Represents shares acquired pursuant to vesting of Performance Shares granted in 2011.
- [F5]Represents shares acquired pursuant to vesting of Performance Shares granted in 2012.
- [F6]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
- [F7]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
- [F8]The Restricted Stock Units vest in installments as follows: 2/3 on January 1, 2013 and 1/3 on January 1, 2014.
- [F9]The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
Documents
Issuer
NORTHWEST PIPE CO
CIK 0001001385
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001001385
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 4:49 PM ET
- Size
- 32.0 KB