4//SEC Filing
NORTHWEST PIPE CO 4
Accession 0001445525-15-000001
$NWPXCIK 0001001385operating
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:35 PM ET
Size
25.0 KB
Accession
0001445525-15-000001
Insider Transaction Report
Form 4
Baum Richard L.
General Counsel
Transactions
- Exercise/Conversion
Common Stock
2015-01-01+2,679→ 11,298 total - Tax Payment
Common Stock
2015-01-15$22.69/sh−216$4,901→ 10,894 total - Tax Payment
Common Stock
2015-01-15$22.69/sh−165$3,744→ 11,236 total - Exercise/Conversion
Restricted Stock Units
2015-01-15−507→ 1,677 total→ Common Stock (507 underlying) - Exercise/Conversion
Common Stock
2015-01-01+756→ 8,865 total - Exercise/Conversion
Common Stock
2015-01-15+663→ 11,110 total - Tax Payment
Common Stock
2015-01-01$30.12/sh−246$7,410→ 8,619 total - Tax Payment
Common Stock
2015-01-01$30.12/sh−851$25,632→ 10,447 total - Exercise/Conversion
Common Stock
2015-01-15+507→ 11,401 total - Exercise/Conversion
Restricted Stock Units
2015-01-01−756→ 2,847 total→ Common Stock (756 underlying) - Exercise/Conversion
Performance Shares
2015-01-01−2,679→ 10,531 total→ Common Stock (2,679 underlying) - Exercise/Conversion
Restricted Stock Units
2015-01-15−663→ 2,184 total→ Common Stock (663 underlying)
Footnotes (10)
- [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012.
- [F10]The Performance Shares vest on January 1, 2015 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2014 relative to the total shareholder return of a peer group over the same period.
- [F2]Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2013.
- [F3]Represents shares acquried pursuant to vesting of Restricted Stock Units granted in 2014.
- [F4]Represents shares acquired pursuant to vesting of Performance Shares granted in 2012.
- [F5]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
- [F6]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
- [F7]The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
- [F8]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2014, 1/3 on January 15, 2015 and 1/3 on January 15, 2016.
- [F9]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.
Documents
Issuer
NORTHWEST PIPE CO
CIK 0001001385
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001001385
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 6:35 PM ET
- Size
- 25.0 KB