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4//SEC Filing

Warfel John E. 4

Accession 0001445834-19-000004

CIK 0000277638other

View on SEC.gov Company Profile

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 3:02 PM ET

Size

34.5 KB

Accession

0001445834-19-000004

Insider Transaction Report

Form 4

Period: 2009-03-10

DAVEY TREE EXPERT CONONE

Director

Transactions

Award
Stock Appreciation Rights (2010)
2010-03-09+6,000→ 6,000 total
Exercise: $8.30From: 2011-03-09Exp: 2020-03-09→ Common Stock (6,000 underlying)
Award
Stock Appreciation Rights (2012)
2012-03-07+6,000→ 6,000 total
Exercise: $9.85From: 2013-03-07Exp: 2022-03-07→ Common Stock (6,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2010)
2009-03-10−6,000→ 0 total
Exercise: $8.30From: 2011-03-09Exp: 2020-03-09→ Common Stock (6,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2012)
2009-03-10−6,000→ 0 total
Exercise: $9.85From: 2013-03-07Exp: 2022-03-07→ Common Stock (6,000 underlying)
Exercise/Conversion
Common Stock
2019-06-05+395→ 25,903 total
Exercise/Conversion
Common Stock
2019-06-05$8.20/sh+666$5,461→ 26,569 total
Exercise/Conversion
Common Stock
2019-06-05−259→ 26,310 total
Exercise/Conversion
Common Stock
2019-06-05$8.30/sh+6,000$49,800→ 32,310 total
Exercise/Conversion
Common Stock
2019-06-05−2,360→ 29,950 total
Exercise/Conversion
Common Stock
2019-06-05$9.20/sh+6,000$55,200→ 35,950 total
Exercise/Conversion
Common Stock
2019-06-05−2,616→ 33,334 total
Exercise/Conversion
Common Stock
2019-06-05$9.85/sh+6,000$59,100→ 39,334 total
Exercise/Conversion
Common Stock
2019-06-05−2,801→ 36,533 total
Exercise/Conversion
Phantom Stock
2019-06-05−395.735→ 0 total
→ Common Stock (395.735 underlying)
Award
Stock Appreciation Rights (2009)
2009-03-10+666→ 666 total
Exercise: $8.20From: 2010-03-10Exp: 2019-03-10→ Common Stock (666 underlying)
Award
Stock Appreciation Rights (2011)
2011-03-09+6,000→ 6,000 total
Exercise: $9.20From: 2012-03-09Exp: 2021-03-09→ Common Stock (6,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2009)
2009-03-10−666→ 0 total
Exercise: $8.20From: 2010-03-10Exp: 2019-03-10→ Common Stock (666 underlying)
Exercise/Conversion
Stock Appreciation Rights (2011)
2009-03-10−6,000→ 0 total
Exercise: $9.20From: 2012-03-09Exp: 2021-03-09→ Common Stock (6,000 underlying)

Footnotes (3)

[F1]Each unit of phantom stock is the economic equivalent of one share of common stock. These units of phantom stock become payable, in cash, upon the reporting person's termination of services as a director. Fractional shares paid in cash.
[F2]Exercise of SARs.
[F3]These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.

Documents

1 file

4
wf-form4_155984773129292.xmlPrimary
FORM 4

Issuer

DAVEY TREE EXPERT CO

CIK 0000277638

Entity typeother

Related Parties

1

filerCIK 0001445834

Filing Metadata

Form type: 4
Filed: Jun 5, 8:00 PM ET
Accepted: Jun 6, 3:02 PM ET
Size: 34.5 KB

View on SEC.gov