VANDERHOOF MICHAEL D 4
4 · SUMMER ENERGY HOLDINGS INC · Filed Dec 28, 2012
Insider Transaction Report
Form 4
VANDERHOOF MICHAEL D
Director
Transactions
- Award
COMMON STOCK
2012-12-27+25,000→ 176,620 total
Holdings
- 19,483(indirect: See Footnote 3)
COMMON STOCK
- 37,969(indirect: See Footnote 4)
COMMON STOCK
Footnotes (4)
- [F1]Pursuant to approval by the Issuer's board of directors, Mr. Vanderhoof, as compensation for serving as a member of the Issuer's Board of Directors, was granted 25,000 shares of the Issuer's common stock, pursuant to the Issuer's 2012 Stock Option and Stock Award Plan.
- [F2]These shares were granted to Mr. Vanderhoof for his service as a non-employee director.
- [F3]Mr. Vanderhoof's spouse, Elizabeth Vanderhoof, is the record owner of 19,483 shares of the Issuer's common stock. Mr. Vanderhoof disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Mr. Vanderhoof is a manager of the general partner of Cambria Investment Fund, L.P., which is the record owner of the shares of common stock and warrants relevant to this footnote. Mr. Vanderhoof disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.