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4//SEC Filing

DIAMONDHEAD CASINO CORP 4

Accession 0001445866-16-001860

CIK 0000844887operating
View on SEC.govCompany Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 2:11 PM ET

Size

14.0 KB

Accession

0001445866-16-001860

Insider Transaction Report

Form 4
Period: 2015-09-16
DIAMONDHEAD CASINO CORPDHCC
HARRISON GREGORY A
DirectorVICE PRESIDENT
Transactions
  • Purchase

    COMMON STOCK

    2015-12-31$0.11/sh+30,000$3,174→ 1,247,279 total
  • Expiration

    OPTION TO BUY COMMON STOCK

    2015-09-16$1.25/sh+150,000$187,500→ 150,000 total
    Exercise: $1.25From: 2015-09-16Exp: 2018-03-13→ COMMON STOCK (150,000 underlying)
  • Discretionary Transaction

    COMMON STOCK

    2016-02-10+15,275→ 15,275 total(indirect: ESOP Participant Account)
  • Award

    OPTION TO BUY COMMON STOCK

    2013-03-11$1.25/sh−150,000$187,500→ 0 total
    Exercise: $1.25From: 2013-01-19Exp: 2015-10-27→ COMMON STOCK (150,000 underlying)
Holdings

  • CONVERTIBLE PROMISSORY NOTE

    Exercise: $0.50From: 2010-03-31Exp: 2020-03-31→ COMMON STOCK (50,000 underlying)
    50,000

  • CONVERTIBLE DEBENTURE

    Exercise: $0.30From: 2010-03-31Exp: 2020-03-31→ COMMON STOCK (166,667 underlying)
    166,667
Footnotes (4)
  • [F1]On September 16, 2015, the Board of Directors extended the expiration date of a previously awarded option to purchase common stock from October 27, 2015 to March 13, 2018.
  • [F2]The Convertible Promissory Note was due for repayment on March 31, 2012, but remains oustanding and, therefore, the convertible feature remains intact until the earlier of conversion or redemption of the note by the Company.
  • [F3]Conversion of the Convertible Debenture into common stock occurs automatically when certain conditions are met as more fully described in the Amended and Restated First Tranche Collateralized Convertible Senior Debenture issued as of March 31, 2014.
  • [F4]The Company recently updated its Trust accounting for the Employee Stock Ownership Plan for the years 2010 through 2014.

Documents

1 file

Issuer

DIAMONDHEAD CASINO CORP

CIK 0000844887

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000844887

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 2:11 PM ET
Size
14.0 KB
View on SEC.gov