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4//SEC Filing

DIAMONDHEAD CASINO CORP 4

Accession 0001445866-16-001862

CIK 0000844887operating
View on SEC.govCompany Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 2:12 PM ET

Size

17.4 KB

Accession

0001445866-16-001862

Insider Transaction Report

Form 4
Period: 2015-09-16
DIAMONDHEAD CASINO CORPDHCC
VITALE DEBORAH A
DirectorPRESIDENT10% Owner
Transactions
  • Discretionary Transaction

    COMMON STOCK

    2016-02-10+26,514→ 447,272 total(indirect: ESOP Participant Account)
  • Other

    COMMON STOCK

    2015-12-31−79,545→ 2,306,825 total(indirect: By Trust)
  • Expiration

    OPTION TO BUY COMMON STOCK

    2015-09-16$0.30/sh−750,000$225,000→ 0 total
    Exercise: $0.30From: 2013-01-19Exp: 2015-10-27→ COMMON STOCK (750,000 underlying)
  • Expiration

    OPTION TO BUY COMMON STOCK

    2015-09-16$0.75/sh−75,000$56,250→ 0 total
    Exercise: $0.75From: 2013-01-19Exp: 2015-10-27→ COMMON STOCK (75,000 underlying)
  • Award

    OPTION TO BUY COMMON STOCK

    2015-09-16$0.30/sh+750,000$225,000→ 750,000 total
    Exercise: $0.30From: 2015-09-16Exp: 2018-03-13→ COMMON STOCK (750,000 underlying)
  • Award

    OPTION TO BUY COMMON STOCK

    2015-09-16$0.75/sh+75,000$56,250→ 75,000 total
    Exercise: $0.75From: 2015-09-16Exp: 2018-03-13→ COMMON STOCK (75,000 underlying)
Holdings

  • COMMON STOCK

    767,000

  • OPTION TO BUY COMMON STOCK

    Exercise: $0.19From: 2013-03-13Exp: 2018-03-13→ COMMON STOCK (2,000,000 underlying)
    2,000,000
Footnotes (3)
  • [F1]On September 16, 2015, the Board of Directors extended the expiration date of previously awarded options to purchase common stock from October 27, 2015 to March 13, 2018.
  • [F2]The Company recently updated its Trust accounting for the Employee Stock Ownership Plan for the years 2010 through 2014.
  • [F3]The Company made no contribution to the ESOP for the year ending December 31, 2015 and, therefore, 79,545 shares from the ESOP were returned to the treasury, thus resulting in a decrease in the number of ESOP shares beneficially owned.

Documents

1 file

Issuer

DIAMONDHEAD CASINO CORP

CIK 0000844887

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000844887

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 2:12 PM ET
Size
17.4 KB
View on SEC.gov