4//SEC Filing
ANTHONY PAUL THOMAS 4
Accession 0001445866-19-001308
CIK 0001011432other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 12:12 PM ET
Size
13.8 KB
Accession
0001445866-19-001308
Insider Transaction Report
Form 4
CYNERGISTEK, INCCTEK
ANTHONY PAUL THOMAS
CHIEF FINANCIAL OFFICER
Transactions
- Tax Payment
Common Stock
2019-11-05$3.07/sh−32,573$99,999→ 77,277 total - Exercise/Conversion
Common Stock
2019-11-05$2.40/sh+41,667$100,001→ 68,184 total - Exercise/Conversion
Common Stock
2019-11-05$2.40/sh+41,666$99,998→ 109,850 total - Exercise/Conversion
Options
2019-11-05−41,667→ 41,666 totalExercise: $2.40From: 2010-11-05Exp: 2019-11-05→ Common Stock (41,667 underlying) - Exercise/Conversion
Options
2019-11-05−41,666→ 0 totalExercise: $2.40From: 2010-11-05Exp: 2019-11-05→ Common Stock (9,093 underlying)
Footnotes (3)
- [F1]On November 5, 2009, the Issuer granted to the Reporting Person options to purchase up to 250,000 shares of common stock at an exercise price of $0.80. On January 12, 2017, the Issuer effectuated a reverse stock split at a ratio of 1:3, which resulted in the Reporting Person having options to purchase up to 83,333 shares at an exercise price of $2.40. The Reporting Person exercised the options immediately prior to their expiration.
- [F2]The Reporting Person exercised the option to purchase 41,667 shares and paid an exercise price of $2.40 per share. The Reporting Person also exercised the option to purchase the remaining 41,666 shares through a cashless exercise. The Issuer canceled 32,573 of the shares and issued to the Reporting Person 9,093 shares.
- [F3]The 10-day moving average of the Issuer's stock used in the calculations of the cashless exercise was $3.07 per share. As noted, the Issuer canceled the 32,573 shares.
Documents
Issuer
CYNERGISTEK, INC
CIK 0001011432
Entity typeother
Related Parties
1- filerCIK 0001323297
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 12:12 PM ET
- Size
- 13.8 KB