4//SEC Filing
Strayer Jacqueline F 4
Accession 0001445935-12-000006
CIK 0000053669other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 4:31 PM ET
Size
18.4 KB
Accession
0001445935-12-000006
Insider Transaction Report
Form 4
Strayer Jacqueline F
Vice President
Transactions
- Award
Employee Stock Option (Right to Buy)
2012-10-05+10,100→ 10,100 totalExercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (10,100 underlying) - Award
Common Stock
2012-10-05+3,400→ 15,581.979 total
Holdings
- 318.148
Phantom Stock Units - Restricted Stock
→ Common Stock (318.148 underlying) - 17,500
Employee Stock Option (Right to Buy)
Exercise: $28.54From: 2013-10-07Exp: 2021-10-07→ Common Stock (17,500 underlying) - 9,161.697
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (9,161.697 underlying) - 2,833.741
Phantom Stock Units - Retirement Restoration
→ Common Stock (2,833.741 underlying) - 25,000
Employee Stock Option (Right to Buy)
Exercise: $28.79From: 2010-10-01Exp: 2018-10-01→ Common Stock (25,000 underlying) - 25,000
Employee Stock Option (Right to Buy)
Exercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (25,000 underlying) - 3,214.836(indirect: By Trust)
Common Stock
- 19,000
Employee Stock Option (Right to Buy)
Exercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (19,000 underlying)
Footnotes (6)
- [F1]The number of underlying securities is based on the stock fund balance on October 2, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 2, 2012, stock fund price of $27.55 per share.
- [F2]Fifty percent of the options vest after two years and the remaining 50% vests after three years.
- [F3]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F4]The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
- [F5]The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan, and are to be settled 100% in cash following the reporting person's retirement or termination of employment with the issuer.
- [F6]The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan, and are to be settled 100% in cash following the reporting person's retirment or termination of employment with the issuer. This plan mirrors the company's 401(k) Plan.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001445935
Filing Metadata
- Form type
- 4
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 4:31 PM ET
- Size
- 18.4 KB