Strayer Jacqueline F 4

Accession 0001445935-12-000007

CIK 0000053669other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 2:46 PM ET

Size

21.4 KB

Accession

0001445935-12-000007

Form 4

Period: 2012-11-01

Vice President

Transactions

Exercise/Conversion
Phantom Stock Units - Restricted Stock Grants
2012-11-01$26.04/sh−67.726$1,764→ 250.421 total
→ Common Stock (67.726 underlying)
Exercise/Conversion
Common Stock
2012-11-01$26.04/sh+67.726$1,764→ 15,649.71 total
Tax Payment
Common Stock
2012-11-01$26.04/sh−578$15,051→ 15,003.98 total
Disposition to Issuer
Common Stock
2012-11-01$26.04/sh−67.726$1,764→ 15,581.98 total

Holdings

Common Stock
(indirect: By Trust)
3,220.91
Phantom Stock Units - Retirement Restoration
→ Common Stock (2,904.47 underlying)
2,904.47
Employee Stock Option (Right to Buy)
Exercise: $28.79From: 2010-10-01Exp: 2018-10-01→ Common Stock (25,000 underlying)
25,000
Employee Stock Option (Right to Buy)
Exercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (10,100 underlying)
10,100
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (9,161.697 underlying)
9,161.697
Employee Stock Option (Right to Buy)
Exercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (25,000 underlying)
25,000
Employee Stock Option (Right to Buy)
Exercise: $28.54From: 2013-10-07Exp: 2021-10-07→ Common Stock (17,500 underlying)
17,500
Employee Stock Option (Right to Buy)
Exercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (19,000 underlying)
19,000

Footnotes (6)

[F1]The number of underlying securities is based on the stock fund balance on October 31, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 31, 2012, stock fund price of $25.75 per share.
[F2]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
[F3]The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
[F4]The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan, and are to be settled 100% in cash following the reporting person's retirement or termination of employment with the issuer.
[F5]The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan, and are to be settled 100% in cash following the reporting person's retirment or termination of employment with the issuer. This plan mirrors the company's 401(k) Plan.
[F6]Fifty percent of the options vest after two years and the remaining 50% vests after three years.

Documents

1 file

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeother