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4//SEC Filing

LEWIS GREGORY R 4

Accession 0001446345-10-000004

CIK 0000060751other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 10:38 AM ET

Size

16.9 KB

Accession

0001446345-10-000004

Insider Transaction Report

Form 4
Period: 2010-02-22
LEWIS GREGORY R
Vice President
Transactions
  • Exercise/Conversion

    Common Shares

    2010-02-23$27.77/sh+3,500$97,19513,725 total
  • Award

    Common Shares

    2010-02-22+2,72012,945 total
  • Sale

    Common Shares

    2010-02-23$77.56/sh1,794$139,14310,225 total
  • Sale

    Common Shares

    2010-02-23$77.50/sh3,500$271,25010,225 total
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2010-02-22+1,6001,600 total
    Exercise: $78.18Exp: 2020-02-22Common Shares (1,600 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2010-02-233,5003,500 total
    Exercise: $27.77Exp: 2019-02-23Common Shares (3,500 underlying)
  • Tax Payment

    Common Shares

    2010-02-22$78.18/sh926$72,39512,019 total
Holdings
  • Common Shares

    (indirect: By 401(k))
    20
Footnotes (4)
  • [F1]This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $77.56 and $77.57. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  • [F2]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
  • [F3]These options become exercisable on the first three anniversaries of the grant date as follows: 50% on the first anniversary, 25% on the second anniversary and 25% on the third anniversary.
  • [F4]These options vest in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012.

Issuer

LUBRIZOL CORP

CIK 0000060751

Entity typeother

Related Parties

1
  • filerCIK 0001141230

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 10:38 AM ET
Size
16.9 KB