Graf Robert 4
4 · LUBRIZOL Corp · Filed Mar 15, 2011
Insider Transaction Report
Form 4
Graf Robert
Vice President
Transactions
- Sale
Common Shares
2011-03-14$133.77/sh−1,750$234,098→ 8,235 total - Exercise/Conversion
Common Shares
2011-03-14$27.77/sh+1,750$48,598→ 9,985 total - Exercise/Conversion
Nonqualified Stock Option (Right to Buy)
2011-03-14−1,750→ 3,500 totalExercise: $27.77Exp: 2019-02-23→ Common Shares (1,750 underlying)
Holdings
- 2,026(indirect: By 401(k))
Common Shares
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2010, and effective December 6, 2010 through December 6, 2011.
- [F2]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vested in three installments as follows: 50% on February 23, 2010, 25% on February 23, 2011, and 25% on February 23, 2012.