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4//SEC Filing

Boyd Colin 4

Accession 0001446436-12-000002

CIK 0000053669other
View on SEC.govCompany Profile

Filed

Oct 9, 8:00 PM ET

Accepted

Oct 10, 4:46 PM ET

Size

18.3 KB

Accession

0001446436-12-000002

Insider Transaction Report

Form 4
Period: 2012-10-05
JOHNSON CONTROLS INCJCI
Boyd Colin
Vice President
Transactions
  • Award

    Common Stock

    2012-10-05+6,600→ 20,547.9 total
  • Award

    Employee Stock Option (Right to Buy)

    2012-10-05+19,600→ 19,600 total
    Exercise: $27.85From: 2014-10-05Exp: 2022-10-05→ Common Stock (19,600 underlying)
Holdings

  • Phantom Stock Units - Restricted Stock Grant

    → Common Stock (3,845.564 underlying)
    3,845.564

  • Employee Stock Option (Right to Buy)

    Exercise: $28.54From: 2013-10-07Exp: 2021-10-07→ Common Stock (35,500 underlying)
    35,500

  • Employee Stock Option (Right to Buy)

    Exercise: $28.79From: 2010-10-01Exp: 2018-10-01→ Common Stock (40,000 underlying)
    40,000

  • Employee Stock Option (Right to Buy)

    Exercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (40,000 underlying)
    40,000

  • Phantom Stock Units - Retirement Restoration

    → Common Stock (5,335.851 underlying)
    5,335.851

  • Employee Stock Option (Right to Buy)

    Exercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (40,000 underlying)
    40,000

  • Common Stock

    (indirect: By 401(k))
    3,485.105

  • Phantom Stock Units - Long-Term Incentive Plan

    → Common Stock (10,523.058 underlying)
    10,523.058
Footnotes (6)
  • [F1]The number of underlying securities is based on the stock fund balance on October 2, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 2, 2012, stock fund price of $27.55 per share.
  • [F2]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
  • [F3]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
  • [F4]The phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
  • [F5]The phantom stock units accrue under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
  • [F6]The restricted stock units acrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.

Documents

1 file

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

→
Entity typeother

Related Parties

1
  • filerCIK 0001446436

Filing Metadata

Form type
4
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 4:46 PM ET
Size
18.3 KB
View on SEC.gov