MITCHELL LEE ROY 4

Accession 0001446472-10-000018

CIK 0001077428other

View on SEC.gov Company Profile

Filed

May 18, 8:00 PM ET

Accepted

May 19, 11:28 AM ET

Size

18.8 KB

Accession

0001446472-10-000018

Insider Transaction Report

Form 4

Period: 2010-05-18

TEXAS CAPITAL BANCSHARES INC/TXTCBI

MITCHELL LEE ROY

Director

Transactions

Award
Restricted Stock Units (Common Stock)
2010-05-18+1,000→ 1,000 total
Award
Stock Appreciation Rights
2010-05-18+3,000→ 3,000 total
Exercise: $18.52Exp: 2020-05-18→ Common Stock (3,000 underlying)

Holdings

Restricted Stock Units (Common Stock)
300
Restricted Stock Units (Common Stock)
100
Stock Appreciation Rights
Exercise: $23.00Exp: 2016-05-16→ Common Stock (2,000 underlying)
2,000
Common Stock
(indirect: see footnote)
208,218
Stock Appreciation Rights
Exercise: $18.67Exp: 2018-05-19→ Common Stock (3,000 underlying)
3,000
Stock Appreciation Rights
Exercise: $22.47Exp: 2017-07-23→ Common Stock (2,000 underlying)
2,000
Stock Appreciation Rights
Exercise: $14.17Exp: 2019-05-19→ Common Stock (3,000 underlying)
3,000
Restricted Stock Units (Common Stock)
1,000
Restricted Stock Units (Common Stock)
800
Common Stock
700

Footnotes (13)

[F1]The restricted stock units were granted to the non-employee director as an award grant under the Company's 2005 Long-Term Incentive Plan for service as a director of the Company. Each restricted stock unit represents a contingent right to receive one share of TCBI common stock.
[F10]The stock appreciation rights vest in five equal annual installments beginning May 19, 2010.
[F11]The stock appreciation rights vest in five equal annual installments beginning May 18, 2009.
[F12]The stock appreciation rights vest in five equal annual installments beginning July 23, 2008.
[F13]The stock appreciation rights vest in five equal annual installments beginning May 16, 2007.
[F2]The restricted stock units vest in five equal annual installments beginning May 18, 2011. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
[F3]The restricted stock units vest in five equal annual installments beginning May 19, 2010. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
[F4]The restricted stock units vest in five equal annual installments beginning May 19, 2009. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
[F5]The restricted stock units vest in five equal annual installments beginning July 23, 2008. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
[F6]The restricted stock units vest in five equal annual installments beginning May 16, 2007. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
[F7]Shares are owned by T&LRM Family Partnership Ltd. Mr. Mitchell is the CEO of PBA Development, Inc., which is the general partner of such entity.
[F8]The stock appreciation rights were granted to the non-employee director as an award grant under the Company's 2005 Long-Term Incentive Plan for service as a director of the Company.
[F9]The stock appreciation rights vest in five equal annual installments beginning May 18, 2011.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

TEXAS CAPITAL BANCSHARES INC/TX

CIK 0001077428

→

Entity typeother

Related Parties

filerCIK 0001122239

Filing Metadata

Form type: 4
Filed: May 18, 8:00 PM ET
Accepted: May 19, 11:28 AM ET
Size: 18.8 KB

View on SEC.gov