TEXAS CAPITAL BANCSHARES INC/TX·4

May 19, 11:28 AM ET

MITCHELL LEE ROY 4

4 · TEXAS CAPITAL BANCSHARES INC/TX · Filed May 19, 2010

Insider Transaction Report

Form 4
Period: 2010-05-18
Transactions
  • Award

    Restricted Stock Units (Common Stock)

    2010-05-18+1,0001,000 total
  • Award

    Stock Appreciation Rights

    2010-05-18+3,0003,000 total
    Exercise: $18.52Exp: 2020-05-18Common Stock (3,000 underlying)
Holdings
  • Restricted Stock Units (Common Stock)

    300
  • Restricted Stock Units (Common Stock)

    100
  • Stock Appreciation Rights

    Exercise: $23.00Exp: 2016-05-16Common Stock (2,000 underlying)
    2,000
  • Common Stock

    (indirect: see footnote)
    208,218
  • Stock Appreciation Rights

    Exercise: $18.67Exp: 2018-05-19Common Stock (3,000 underlying)
    3,000
  • Stock Appreciation Rights

    Exercise: $22.47Exp: 2017-07-23Common Stock (2,000 underlying)
    2,000
  • Stock Appreciation Rights

    Exercise: $14.17Exp: 2019-05-19Common Stock (3,000 underlying)
    3,000
  • Restricted Stock Units (Common Stock)

    1,000
  • Restricted Stock Units (Common Stock)

    800
  • Common Stock

    700
Footnotes (13)
  • [F1]The restricted stock units were granted to the non-employee director as an award grant under the Company's 2005 Long-Term Incentive Plan for service as a director of the Company. Each restricted stock unit represents a contingent right to receive one share of TCBI common stock.
  • [F10]The stock appreciation rights vest in five equal annual installments beginning May 19, 2010.
  • [F11]The stock appreciation rights vest in five equal annual installments beginning May 18, 2009.
  • [F12]The stock appreciation rights vest in five equal annual installments beginning July 23, 2008.
  • [F13]The stock appreciation rights vest in five equal annual installments beginning May 16, 2007.
  • [F2]The restricted stock units vest in five equal annual installments beginning May 18, 2011. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
  • [F3]The restricted stock units vest in five equal annual installments beginning May 19, 2010. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
  • [F4]The restricted stock units vest in five equal annual installments beginning May 19, 2009. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
  • [F5]The restricted stock units vest in five equal annual installments beginning July 23, 2008. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
  • [F6]The restricted stock units vest in five equal annual installments beginning May 16, 2007. Vested shares will be delivered to the reporting person no later than 2 1/2 months following the close of the calendar year in which the restricted stock units vested.
  • [F7]Shares are owned by T&LRM Family Partnership Ltd. Mr. Mitchell is the CEO of PBA Development, Inc., which is the general partner of such entity.
  • [F8]The stock appreciation rights were granted to the non-employee director as an award grant under the Company's 2005 Long-Term Incentive Plan for service as a director of the Company.
  • [F9]The stock appreciation rights vest in five equal annual installments beginning May 18, 2011.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT