Home/Filings/4/0001446472-22-000002

4//SEC Filing

Sibling Capital Fund II-C L.P. 4

Accession 0001446472-22-000002

CIK 0001595585other

View on SEC.gov Company Profile

Filed

Oct 12, 8:00 PM ET

Accepted

Oct 13, 7:21 PM ET

Size

26.0 KB

Accession

0001446472-22-000002

Insider Transaction Report

Form 4

Period: 2022-10-11

Tricida, Inc.TCDA

Sibling Capital Fund II-B L.P.

10% OwnerOther

Transactions

Sale
Common Stock
2022-10-11$12.01/sh−95,366$1,145,346→ 2,417,984 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-11$12.01/sh−23,019$276,458→ 1,622,176 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−41,277$517,201→ 1,580,899 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−23,628$283,300→ 2,223,350 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−171,006$2,142,705→ 2,246,978 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−5,704$68,391→ 1,575,195 total(indirect: By Sibling Capital Fund II-C L.P.)

Holdings

Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
702,411
Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379

Isern Brian M.

10% OwnerOther

Transactions

Sale
Common Stock
2022-10-13$11.99/sh−5,704$68,391→ 1,575,195 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−171,006$2,142,705→ 2,246,978 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−23,628$283,300→ 2,223,350 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-11$12.01/sh−23,019$276,458→ 1,622,176 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-11$12.01/sh−95,366$1,145,346→ 2,417,984 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−41,277$517,201→ 1,580,899 total(indirect: By Sibling Capital Fund II-C L.P.)

Holdings

Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
702,411
Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379

Sibling Capital Ventures II LLC

10% OwnerOther

Transactions

Sale
Common Stock
2022-10-11$12.01/sh−23,019$276,458→ 1,622,176 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−23,628$283,300→ 2,223,350 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−41,277$517,201→ 1,580,899 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-11$12.01/sh−95,366$1,145,346→ 2,417,984 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−171,006$2,142,705→ 2,246,978 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−5,704$68,391→ 1,575,195 total(indirect: By Sibling Capital Fund II-C L.P.)

Holdings

Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
702,411
Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379

Sibling Capital Ventures III LLC

10% OwnerOther

Transactions

Sale
Common Stock
2022-10-11$12.01/sh−23,019$276,458→ 1,622,176 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−23,628$283,300→ 2,223,350 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-11$12.01/sh−95,366$1,145,346→ 2,417,984 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−171,006$2,142,705→ 2,246,978 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−41,277$517,201→ 1,580,899 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−5,704$68,391→ 1,575,195 total(indirect: By Sibling Capital Fund II-C L.P.)

Holdings

Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379
Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
702,411

Sibling Capital Fund II-C L.P.

10% OwnerOther

Transactions

Sale
Common Stock
2022-10-11$12.01/sh−95,366$1,145,346→ 2,417,984 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−23,628$283,300→ 2,223,350 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−171,006$2,142,705→ 2,246,978 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2022-10-11$12.01/sh−23,019$276,458→ 1,622,176 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-12$12.53/sh−41,277$517,201→ 1,580,899 total(indirect: By Sibling Capital Fund II-C L.P.)
Sale
Common Stock
2022-10-13$11.99/sh−5,704$68,391→ 1,575,195 total(indirect: By Sibling Capital Fund II-C L.P.)

Holdings

Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379
Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
702,411

Footnotes (10)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.38, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
[F10]The Form 4 filed by the Reporting Persons on October 4, 2022, incorrectly reported the number of shares sold on September 30, 2022, by Sibling B by one less share and by Sibling C by one additional share, resulting in incorrect beneficial ownership by Sibling B and by Sibling C after giving effect to such sales. The reported beneficial ownership in this Form 4 corrects this immaterial error.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.18 to $13.06, inclusive.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.55 to $12.20, inclusive.
[F4]The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As sole manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F5]The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As sole manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F6]The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As sole manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F7]The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As sole manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F8]The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As sole manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F9]For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Tricida, Inc.

CIK 0001595585

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001680279

Filing Metadata

Form type: 4
Filed: Oct 12, 8:00 PM ET
Accepted: Oct 13, 7:21 PM ET
Size: 26.0 KB

View on SEC.gov