NEW PEOPLES BANKSHARES INC·4

Oct 17, 11:23 AM ET

Preservati Richard G 4

4 · NEW PEOPLES BANKSHARES INC · Filed Oct 17, 2017

Insider Transaction Report

Form 4
Period: 2017-10-13
Transactions
  • Exercise/Conversion

    Common Stock Warrant

    2017-10-13506,6660 total
    Exercise: $1.75From: 2012-12-20Exp: 2017-12-20Common Stock (506,666 underlying)
  • Exercise/Conversion

    Common Stock

    2017-10-13$1.75/sh+506,666$886,666506,666 total
Holdings
  • Common Stock

    (indirect: General Partner)
    2,533,333
Footnotes (1)
  • [F1]Maintains beneficial ownership of the securities as sole general partner of the Family's Future IV Limited Partnership who, as such, maintains sole voting and investment control. Reporting Person as general partner maintains a 1% pecuniary interest in the securities owned by the Limited Partnership and the Richard G and N Karen Preservati Grandchildren's Trust as the limited partner has a 99% pecuniary interest in the securities.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT