4//SEC Filing
Sofia Michael J. 4
Accession 0001447028-23-000010
CIK 0001447028other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:11 PM ET
Size
12.2 KB
Accession
0001447028-23-000010
Insider Transaction Report
Form 4
Sofia Michael J.
Chief Scientific Officer
Transactions
- Award
Stock Option (Right to Buy)
2023-02-01+328,700→ 328,700 totalExercise: $2.90Exp: 2033-02-01→ Common Shares (328,700 underlying) - Award
Common Shares
2023-02-01+82,200→ 1,385,603 total
Holdings
- 167,162(indirect: By Trust)
Common Shares
Footnotes (3)
- [F1]Represents the grant of restricted stock units ("RSUs"), which represent a contingent right to receive one common share for each RSU. The RSUs vest in three equal annual installments beginning one year from the grant date, subject to the Reporting Person's continuous service as of each vesting date. Unless otherwise provided, on each vesting date, common shares will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
- [F2]These shares are owned by the Irrevocable Deed of Trust of Michael J. Sofia dated July 6, 2020 (the "Trust"). The Reporting Person's wife and adult children are both the Trustees and the beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]This option vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the grant date, subject to the Reporting Person's continuous service as of each vesting date.
Issuer
Arbutus Biopharma Corp
CIK 0001447028
Entity typeother
Related Parties
1- filerCIK 0001635324
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:11 PM ET
- Size
- 12.2 KB