4//SEC Filing
Herrman Rick L. 4
Accession 0001447249-11-000003
CIK 0000922204other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 4:12 PM ET
Size
8.1 KB
Accession
0001447249-11-000003
Insider Transaction Report
Form 4
Herrman Rick L.
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2011-10-30−3,750→ 3,750 total(indirect: The Catalyst Group, Inc.)→ Common Stock (3,750 underlying) - Exercise/Conversion
Common Stock
2011-10-30+3,750→ 43,750 total(indirect: The Catalyst Group, Inc.)
Footnotes (4)
- [F1]The shares listed as indirectly owned on this line are owned by The Catalyst Group, Inc. ("Catalyst"). The Reporting Person may be deemed to share voting and investment power with respect to the shares of common stock owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these shares except to the extent of his pecuniary interest.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of RFMI Common Stock.
- [F3]The Restricted Stock Units will vest in four equal annual installments beginning on the 30th day of October 2009 and on the 30th day of October of the ensuing three years.
- [F4]The RSUs listed as indirectly owned on this line are owned by The Catalyst Group, Inc. ("Catalyst"). The Reporting Person may be deemed to share voting and investment power with respect to the RSUs owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these RSUs except to the extent of his pecuniary interest.
Documents
Issuer
RF MONOLITHICS INC /DE/
CIK 0000922204
Entity typeother
Related Parties
1- filerCIK 0001447249
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 4:12 PM ET
- Size
- 8.1 KB