4//SEC Filing
Herrman Rick L. 4
Accession 0001447249-12-000001
CIK 0000922204other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 10:53 AM ET
Size
13.0 KB
Accession
0001447249-12-000001
Insider Transaction Report
Form 4
Herrman Rick L.
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-01-03−5,000→ 10,000 total(indirect: The Catalyst Group)→ Common Stock (5,000 underlying) - Exercise/Conversion
Restricted Stock Units
2012-01-03−10,417→ 0 total(indirect: The Catalyst Group)→ Common Stock (10,417 underlying) - Exercise/Conversion
Common Stock
2012-01-03+19,167→ 62,917 total(indirect: The Catalyst Group) - Exercise/Conversion
Restricted Stock Units
2012-01-03−3,750→ 3,750 total(indirect: The Catalyst Group)→ Common Stock (3,750 underlying)
Footnotes (6)
- [F1]The shares listed as indirectly owned on this line are owned by The Catalyst Group, Inc. ("Catalyst"). The Reporting Person may be deemed to share voting and investment power with respect to the shares of common stock owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these shares except to the extent of his pecuniary interest.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of RFMI Common Stock.
- [F3]The Restricted Stock Units will vest in four equal installments beginning on the first trading day of 2010 and on the first trading day of the ensuing three years.
- [F4]The RSUs listed as indirectly owned on this line are owned by The Catalyst Group, Inc. ("Catalyst"). The Reporting Person may be deemed to share voting and investment power with respect to the RSUs owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these RSUs except to the extent of his pecuniary interest.
- [F5]The Restricted Stock Units will vest in four equal installments beginning on the first trading day of 2011 and on the first trading day of the ensuing three years.
- [F6]The Restricted Stock Units vested on the first trading day of 2012.
Documents
Issuer
RF MONOLITHICS INC /DE/
CIK 0000922204
Entity typeother
Related Parties
1- filerCIK 0001447249
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 10:53 AM ET
- Size
- 13.0 KB