Herrman Rick L. 4
4 · RF MONOLITHICS INC /DE/ · Filed Jan 20, 2012
Insider Transaction Report
Form 4
Herrman Rick L.
Director
Transactions
- Award
Restricted Stock Units
2012-01-18+20,000→ 20,000 total(indirect: The Catalyst Group)→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of RFMI Common Stock.
- [F2]The Restricted Stock Units will vest on the first trading day of 2013.
- [F3]The Restricted Stock Units listed as indirectly owned on this line are owned by The Catalyst Group, Inc. ("Catalyst"). The Reporting Person may be deemed to share voting and investment power with respect to the Restricted Stock Units owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these Restricted Stock Units except to the extent of his pecuniary interest.