4/A//SEC Filing
Herrman Rick L. 4/A
Accession 0001447249-12-000004
CIK 0000922204other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:16 PM ET
Size
16.2 KB
Accession
0001447249-12-000004
Insider Transaction Report
Form 4/AAmended
Herrman Rick L.
Director
Transactions
- Disposition to Issuer
Restricted Stock Units
2012-07-01−3,750→ 0 total(indirect: The Catalyst Group. Inc.)→ Common Stock (3,750 underlying) - Disposition to Issuer
Restricted Stock Units
2012-07-01−3,750→ 0 total(indirect: The Catalyst Group, Inc.)→ Common Stock (3,750 underlying) - Disposition to Issuer
Restricted Stock Units
2012-07-01−20,000→ 0 total(indirect: The Catalyst Group, Inc.)→ Common Stock (20,000 underlying) - Disposition to Issuer
Common Stock
2012-07-01−62,917→ 0 total(indirect: The Catalyst Group, Inc.) - Disposition to Issuer
Restricted Stock Units
2012-07-01−10,000→ 0 total(indirect: The Catalyst Group, Inc.)→ Common Stock (10,000 underlying)
Footnotes (8)
- [F1]Disposed pursuant to merger agreement between issuer, Murata Electronics North America, Inc. and Ryder Acquisition Company, Limited in exchange for $1.78 in cash per share.
- [F2]The shares listed as indirectly owned on this line are owned by The Catalyst Group, Inc. ("Catalyst"). The Reporting Person may be deemed to share voting and investment power with respect to the shares of common stock owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these shares except to the extent of his pecuniary interest.
- [F3]Each Restricted Stock Unit represents a contingent right to receive one share of RFMI Common Stock.
- [F4]The Restricted Stock Units, which provided for vesting in four equal annual installments beginning on the 30th day of October, 2009 and on the 30th day of October of the ensuing three years, were canceled in the merger in exchange for a cash payment of $1.78 per share.
- [F5]The Restricted Stock Units listed as indirectly owned on this line are owned by Catalyst. The Reporting Person may be deemed to share voting and investment power with respect to the Restricted Stock Units owned directly by Catalyst by virtue of being a shareholder of Catalyst. The Reporting Person disclaims beneficial ownership with respect to all of these Restricted Stock Units except to the extent of his pecuniary interest.
- [F6]The Restricted Stock Units, which provided for vesting in four equal annual installments beginning on the 4th day of January, 2010 and on the first trading day of the ensuing three years, were canceled in the merger in exchange for a cash payment of $1.78 per share.
- [F7]The Restricted Stock Units, which provided for vesting in four equal annual installments beginning on the 3rd day of January, 2011 and on the first trading day of the ensuing three years, were canceled in the merger in exchange for a cash payment of $1.78 per share.
- [F8]The Restricted Stock Units, which provided for vesting on the first trading day of 2013, were canceled in the merger in exchange for a cash payment of $1.78 per share.
Documents
Issuer
RF MONOLITHICS INC /DE/
CIK 0000922204
Entity typeother
Related Parties
1- filerCIK 0001447249
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:16 PM ET
- Size
- 16.2 KB