BLACK NATALIE A 4
4 · JOHNSON CONTROLS INC · Filed Oct 2, 2009
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units/Directors' Deferred Comp Plan
2009-10-01$24.87/sh+502.614$12,500→ 40,261.783 total→ Common Stock (502.614 underlying)
Holdings
- 20,513.6
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (20,513.6 underlying) - 5,292
Common Stock
Footnotes (3)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.