BLACK NATALIE A 4
4 · JOHNSON CONTROLS INC · Filed Nov 23, 2009
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units/Directors' Deferred Comp Plan
2009-11-19$27.25/sh+45.872$1,250→ 40,525.102 total→ Common Stock (45.872 underlying)
Holdings
- 20,625.79
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (20,625.79 underlying) - 5,292
Common Stock
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 217.447 phantom stock units acquired through the reinvestment of dividends on October 2, 2009, at a price of 23.77 per unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 112.19 phantom stock units acquired through the reinvestment of dividends on October 2, 2009, at a price of $23.77 per unit.