4//SEC Filing
BARNETT ROBERT L 4
Accession 0001449275-11-000003
CIK 0000053669other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 9:10 AM ET
Size
9.9 KB
Accession
0001449275-11-000003
Insider Transaction Report
Form 4
BARNETT ROBERT L
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2011-01-26$38.84/sh+38.84$1,509→ 204,267.778 total→ Common Stock (2,832 underlying)
Holdings
- 37,455.795
Phantom Stock Units / Directors' Retirement Plan
→ Common Stock (37,455.795 underlying) - 12,551.255(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]Includes 212.367 shares acquired through the reinvestment of dividends on April 2, July 2, and October 4, 2010, and January 4, 2011 at prices ranging from $26.859 to $39.41 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or to move out of the plan.
- [F4]Includes 3,452.649 phantom stock units acquired through the reinvestment of dividends on April 2, July 2, and October 4, 2010, and January 4, 2011, at prices ranging from $26.88 to $39.68 per phantom stock unit.
- [F5]Pursuant to a domestic relations order and Rule 16a-1(a)(2), for purposes of Section 16 of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of 81,629.146 units of the phantom stock in the Deferred Compensation Plan account.
- [F6]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or to move out of the plan.
- [F7]Includes 633.098 units acquired through the reinvestment of dividends on April 2, July 2, and October 4, 2010, and January 4, 2011, at prices ranging from $26.88 to $39.68 per phantom stock unit.
- [F8]Pursuant to a domestic relations order and Rule 16a-1(a)(2), for purposes of Section 16 of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of 14,125.870 units of the phantom stock in the Deferred Compensation Plan account.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001040150
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 9:10 AM ET
- Size
- 9.9 KB