BLACK NATALIE A 4
4 · JOHNSON CONTROLS INC · Filed Jan 27, 2012
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Common Stock
2012-01-25$31.92/sh+4,072$129,978→ 15,990 total
Holdings
- 21,482.063
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (21,482.063 underlying) - 42,207.493
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (42,207.493 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 792.870 phantom stock units acquired through the reinvestment of dividends on April 4, July 5, and October 4, 2011, and January 3, 2012 at prices ranging from $27.56 to $42.25 per phantom unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 403.541 phantom stock units acquired through the reinvestment of dividends on April 4, July 5, and October 4, 2011, and January 3, 2012 at prices ranging from $27.56 to $42.25 per phantom unit.