BARNETT ROBERT L 4
4 · JOHNSON CONTROLS INC · Filed Jan 27, 2012
Insider Transaction Report
Form 4
BARNETT ROBERT L
Director
Transactions
- Award
Common Stock
2012-01-25$31.92/sh+4,072$129,978→ 16,867.564 total(indirect: By Trust)
Holdings
- 211,064.634
Phantom Stock Units / Directors' Deferred Compensation Plan
→ Common Stock (211,064.634 underlying) - 38,172.871
Phantom Stock Units / Directors' Retirement Plan
→ Common Stock (38,172.871 underlying)
Footnotes (8)
- [F1]Includes 244.309 shares acquired through the reinvestment of dividends on April 4, July 5, and October 4, 2011, and January 3, 2012 at prices ranging from $25.93 to $42.305 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or to move out of the plan.
- [F4]Includes 2,402.093 phantom stock units acquired through the reinvestment of dividends on April 4, July 5, and October 4, 2011, and January 3, 2012, at prices ranging from $27.56 to $42.25 per phantom stock unit.
- [F5]Pursuant to a domestic relations order and Rule 16a-1(a)(2), for purposes of Section 16 of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of 83,191.909 units of the phantom stock in the Deferred Compensation Plan account.
- [F6]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan or to move out of the plan.
- [F7]Includes 441.993 units acquired through the reinvestment of dividends on April 4, July 5, and October 4, 2011, and January 3, 2012, at prices ranging from $27.56 to $42.25 per phantom stock unit.
- [F8]Pursuant to a domestic relations order and Rule 16a-1(a)(2), for purposes of Section 16 of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of 14,643.821 units of the phantom stock in the Deferred Compensation Plan account.