Cavitation Technologies, Inc.·4

Mar 11, 4:59 PM ET

GORODNITSKY IGOR 4

4 · Cavitation Technologies, Inc. · Filed Mar 11, 2013

Insider Transaction Report

Form 4
Period: 2012-12-18
GORODNITSKY IGOR
DirectorPresident10% Owner
Transactions
  • Disposition to Issuer

    Restricted Common Stock

    2012-12-183,000,00017,323,475 total
  • Award

    Stock warrants

    2012-12-18$0.03/sh+4,250,000$114,7504,250,000 total
    Exercise: $0.03From: 2012-12-18Exp: 2022-12-18Common Stock (4,250,000 underlying)
Footnotes (3)
  • [F1]These shares were cancelled by the company. The market price on the day of the transaction was $0.027. The shares were originally granted on 7/27/2012 as performance based compensation and were subject to vesting terms and a minimum holding period
  • [F2]3,000,000 stock warrants were received as replacement for the cancelled shares, and 1,250,000 stock warrants were issued for employment services
  • [F3]Warrants are non-qualified and were granted as officer compensation. This is the price of the underlying common stock on grant date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT