GORDON ROMAN 4
4 · Cavitation Technologies, Inc. · Filed Jun 25, 2012
Insider Transaction Report
Form 4
GORDON ROMAN
10% Owner
Transactions
- Disposition to Issuer
Restricted Common Stock
2010-07-22−1,000,000→ 20,323,475 total - Award
Restricted Common Stock
2009-07-27+1,000,000→ 7,107,825 total
Footnotes (3)
- [F1]These shares were received as compensation and have a minimum holding period. The market price on the date of the transaction wasw $0.80. On 29 Oct. 2009 there was a 3:1 forward split with a commensurate increase in shares to 3,000,000 and reduction in price to $0.27.
- [F2]These shares were gifted to Mr. Gordon's daughter; there was no money received or exchanged. The market price on the date of the transaction was $0.15.
- [F3]On 10/29/2009 there was a 3:1 forward split resulting in an additional 14,215,650 shares being issued. The total amount of securities owned on that date was 21,323,475.