4//SEC Filing
GORDON ROMAN 4
Accession 0001449533-13-000001
CIK 0001376793other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 3:39 PM ET
Size
7.1 KB
Accession
0001449533-13-000001
Insider Transaction Report
Form 4
GORDON ROMAN
10% Owner
Transactions
- Award
Stock warrants
2012-12-18$0.03/sh+4,250,000$114,750→ 4,250,000 totalExercise: $0.03From: 2012-12-18Exp: 2022-12-18→ Common Stock (4,250,000 underlying) - Disposition to Issuer
Restricted Common Stock
2012-12-18−3,000,000→ 17,323,475 total
Footnotes (2)
- [F1]These shares were cancelled by the company. The market price on the day of the transaction was $0.027. The shares were originally granted on 7/27/2009 as performance based compensation and were subject to vesting terms and a minimum holding period
- [F2]3,000,000 stock warrants were received as replacement for the cancelled shares, and 1,250,000 stock warrants were issued for employment services
Documents
Issuer
Cavitation Technologies, Inc.
CIK 0001376793
Entity typeother
Related Parties
1- filerCIK 0001449533
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 3:39 PM ET
- Size
- 7.1 KB