DEFFINBAUGH DAVID 4/A
4/A · BAKKEN RESOURCES INC · Filed Oct 3, 2012
Insider Transaction Report
Form 4/AAmended
DEFFINBAUGH DAVID
CFO, TREASURER
Transactions
- Other
Stock Options
2012-10-03−250,000→ 0 totalExercise: $0.10Exp: 2017-04-02→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]As previously reported on Form 4 filed with the SEC on April 2, 2012 by the reporting person, the reporting person acquired stock options to purchase 250,000 shares of common stock vesting over a two-year period from the date of issuance in connection with his appointment to the board of directors. The reporting person currently is the part-time CFO of the Issuer and is also engaged by a brokerage firm as a registered representative. The issuance of the stock options is compensatory and the brokerage firm no longer permits its representatives to hold such compensatory arrangements or options. Accordingly, the grant of options on April 2, 2012 at the request of the reporting person was terminated and the reporting person as of the date of this amendment shall no longer hold stock options of the Issuer.
- [F2]The reporting person has not exercised any of his vested stock options since the date of issuance.