4//SEC Filing
Sullivan James A. 4
Accession 0001450800-26-000002
CIK 0001315257other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:13 PM ET
Size
21.2 KB
Accession
0001450800-26-000002
Insider Transaction Report
Form 4
Sullivan James A.
President and CTO
Transactions
- Exercise/Conversion
Common Stock
2026-01-05+12,442→ 172,292.738 total - Award
Common Stock
2026-01-05+21,724→ 159,850.738 total - Exercise/Conversion
Common Stock
2026-01-05+622→ 172,914.738 total - Tax Payment
Common Stock
2026-01-05$26.93/sh−13,658$367,810→ 159,256.738 total - Award
Restricted Stock Units
2026-01-02+3,074→ 12,442 total→ Common Stock (3,074 underlying) - Award
Restricted Stock Units
2026-01-02+3,426→ 3,426 total→ Common Stock (3,426 underlying) - Award
Dividend Equivalent Rights
2026-01-02+107→ 916 total→ Common Stock (107 underlying) - Exercise/Conversion
Restricted Stock Units
2026-01-05−12,442→ 0 total→ Common Stock (12,442 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2026-01-05−622→ 294 total→ Common Stock (622 underlying)
Footnotes (9)
- [F1]The reporting person was awarded time-based restricted stock units ("RSUs") on January 5, 2026, which will vest in annual installments of 25 percent over four years.
- [F2]Restricted stock units convert into common stock on a one-for-one basis.
- [F3]Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.
- [F4]Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of RSUs and performance share units ("PSUs").
- [F5]On January 4, 2023, the reporting person was granted PSUs for which the performance criteria for the three-year performance period from January 1, 2023 through December 31, 2025 have been satisfied.
- [F6]On January 3, 2025, the reporting person was granted PSUs for which the performance criteria for the one-year performance period from January 1, 2025 through December 31, 2025 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2028. If the Company's total shareholder return over the three-year period of January 1, 2025 through December 31, 2027 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.
- [F7]The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023 and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
- [F8]Represents previously granted PSUs for which the performance criteria for the three-year performance period from January 1, 2023 through December 31, 2025 have been satisfied, as reported in Table II above.
- [F9]These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
Documents
Issuer
Koppers Holdings Inc.
CIK 0001315257
Entity typeother
Related Parties
1- filerCIK 0001450800
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 6:13 PM ET
- Size
- 21.2 KB