Home/Filings/4/0001451505-09-000057
4//SEC Filing

ROSE ROBERT E 4

Accession 0001451505-09-000057

CIK 0001451505other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 7:01 PM ET

Size

14.0 KB

Accession

0001451505-09-000057

Insider Transaction Report

Form 4
Period: 2009-05-15
Transactions
  • Exercise/Conversion

    Registered Shares

    2009-05-16+5676,386 total
  • Exercise/Conversion

    Deferred Units

    2009-05-165671,134 total
    Exercise: $0.00Registered Shares (567 underlying)
  • Award

    Deferred Units

    2009-05-15+3,5653,565 total
    Exercise: $0.00Registered Shares (3,565 underlying)
Footnotes (3)
  • [F1]Deferred Units, which are 1-for-1 registered share equivalents, acquired on May 15, 2009 pursuant to the issuer's long-term incentive plan. Deferred Units vest in equal installments on May 15, 2010, 2011 and 2012. The reporting person elected in 2008 for such Deferred Units to be payable in registered shares of the issuer upon the earliest of (i) annual vesting of such Deferred Units, (ii) change of control of the issuer or (iii) the reporting person's death, disability or retirement from the Board.
  • [F2]On December 19, 2008, Transocean Ltd., a Swiss corporation, became the successor of Transocean Inc., a Cayman Islands company, pursuant to a merger by way of schemes of arrangement under Cayman Islands law (the "Transaction") in which each holder of Transocean Inc. ordinary shares outstanding immediately prior to the Transaction received one registered share of Transocean Ltd. in exchange for each outstanding ordinary share of Transocean Inc. The Transaction had the effect of changing the place of incorporation of Transocean's group holding company from the Cayman Islands to Switzerland but did not alter the proportionate interests of security holders.
  • [F3]On May 16, 2008, the reporting person was granted 1, 701 Deferred Units, which are 1-for-1 registered share equivalents. On May 16, 2009, one third of the award vested per its terms and was paid in registered shares of the issuer per the reporting person's election in 2008 for such Deferred Units to be payable in registered shares upon the earliest of (i) annual vesting of such Deferred Units, (ii) change of control of the issuer or (iii) the reporting person's death, disability or retirement from the Board.

Issuer

Transocean Ltd.

CIK 0001451505

Entity typeother

Related Parties

1
  • filerCIK 0001180361

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 7:01 PM ET
Size
14.0 KB