4//SEC Filing
Clay Thomas Moragne 4
Accession 0001454170-17-000002
CIK 0001025362other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 1:13 PM ET
Size
9.6 KB
Accession
0001454170-17-000002
Insider Transaction Report
Form 4
Clay Thomas Moragne
Director
Transactions
- Award
Stock Options
2017-10-20+250,000→ 250,000 totalExercise: $0.29Exp: 2022-10-20→ Common Shares (250,000 underlying)
Holdings
- 10,163,295(indirect: By Trust)
Common Stock
- 1,344,269(indirect: By Trust)
Common Stock
- 1,806,400
Common Stock
- 807,250(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents shares owned by the Landon T. Clay 2016-2 Annuity Trust u/a dated January 14, 2016 (the "2016-2 GRAT") for the benefit of the estate of the reporting person's father. The reporting person's father was the donor of the assets to the 2016-2 GRAT, and the reporting person is the sole trustee under the 2016-2 GRAT. The reporting person disclaims beneficial ownership of the shares held by the 2016-2 GRAT.
- [F2]Represents shares owned by the Monadnock Charitable Lead Annuity Trust dated May 31, 1996 ("Monadnock"). The reporting person's father was the donor of the assets to Monadnock and the reporting person has a remainder beneficial interest in the assets held by Monadnock. The reporting person disclaims beneficial ownership of the shares held by Monadnock except to the extent of his proportionate pecuniary interest therein.
- [F3]Represents shares owned by Arctic Coast Petroleums, Ltd. ("Arctic Coast"). The reporting person is a trustee of the Clay Family 2009 Irrevocable Trust dated April 14, 2009 (the "CF 2009 Trust"), which owns 50% of Arctic Coast. The reporting person's father was the donor of the portion of Arctic Coast held by the CF 2009 Trust. The reporting person is a director of Arctic Coast.
- [F4]The stock options were issued on October 20, 2017 by the issuer's board of directors. The stock options will vest in equal one-third installments on the first, second and third anniversaries of the date of grant, with regular acceleration provisions upon a change of control. The stock options will expire on October 20, 2022.
Documents
Issuer
GOLDEN QUEEN MINING CO LTD
CIK 0001025362
Entity typeother
Related Parties
1- filerCIK 0001454170
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 1:13 PM ET
- Size
- 9.6 KB