4//SEC Filing
FRIEDMAN NEIL 4
Accession 0001454197-09-000004
CIK 0000063276other
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 8:11 PM ET
Size
14.4 KB
Accession
0001454197-09-000004
Insider Transaction Report
Form 4
FRIEDMAN NEIL
President, Mattel Brands
Transactions
- Exercise/Conversion
Common stock
2009-07-17$11.88/sh+50,000$593,750→ 92,179 total - Sale
Common stock
2009-07-17$17.02/sh−50,000$850,885→ 42,179 total - Exercise/Conversion
Employee Stock Option - Right to Buy
2009-07-17−50,000→ 50,000 totalExercise: $11.88From: 2002-03-15Exp: 2010-03-30→ Common stock (50,000 underlying)
Holdings
- 3,659(indirect: By 401(k))
Common stock
Footnotes (3)
- [F1]The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- [F2]The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. This transaction was executed in multiple trades at prices ranging from $17.00 to $17.1303. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]As of July 17, 2009, the reporting person had a balance of $63,740 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001194266
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 8:11 PM ET
- Size
- 14.4 KB