4//SEC Filing
FRIEDMAN NEIL 4
Accession 0001454197-09-000026
CIK 0000063276other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 2:39 PM ET
Size
10.2 KB
Accession
0001454197-09-000026
Insider Transaction Report
Form 4
FRIEDMAN NEIL
President, Mattel Brands
Transactions
- Exercise/Conversion
Common stock
2009-09-17$11.88/sh+50,000$593,750→ 120,461 total - Exercise/Conversion
Employee Stock Option - Right to Buy
2009-09-17−50,000→ 0 totalExercise: $11.88From: 2002-03-15Exp: 2010-03-30→ Common stock (50,000 underlying) - Sale
Common stock
2009-09-17$19.05/sh−50,000$952,255→ 70,461 total
Holdings
- 3,653(indirect: By 401(k))
Common stock
Footnotes (3)
- [F1]The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- [F2]The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. This transaction was executed in multiple trades at prices ranging from $19.00 to $19.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]As of September 17, 2009, the reporting person had a balance of $69,807 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Documents
Issuer
MATTEL INC /DE/
CIK 0000063276
Entity typeother
Related Parties
1- filerCIK 0001194266
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 2:39 PM ET
- Size
- 10.2 KB