FRIEDMAN NEIL 4

Accession 0001454197-10-000028

CIK 0000063276other

View on SEC.gov Company Profile

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 6:10 PM ET

Size

22.0 KB

Accession

0001454197-10-000028

Insider Transaction Report

Form 4

Period: 2010-08-01

MATTEL INC /DE/MAT

FRIEDMAN NEIL

President, Mattel Brands

Transactions

Exercise/Conversion
Common stock
2010-08-01+25,000→ 95,461 total
Exercise/Conversion
Restricted Stock Units
2010-08-01−20,345→ 20,345 total
→ Common stock (20,345 underlying)
Award
Restricted Stock Units
2010-08-02+38,760→ 38,760 total
→ Common stock (38,760 underlying)
Tax Payment
Common stock
2010-08-01$21.16/sh−11,596$245,371→ 83,865 total
Exercise/Conversion
Common stock
2010-08-01+20,345→ 104,210 total
Tax Payment
Common stock
2010-08-01$21.16/sh−9,437$199,687→ 94,773 total
Exercise/Conversion
Restricted Stock Units
2010-08-01−25,000→ 0 total
→ Common stock (25,000 underlying)
Award
Stock option - right to buy
2010-08-02+174,703→ 174,703 total
Exercise: $21.50Exp: 2020-08-02→ Common stock (174,703 underlying)

Holdings

Common stock
(indirect: By 401(k))
3,780

Footnotes (8)

[F1]As reported on a Form 4 dated August 1, 2007 and filed on August 3, 2007, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs" or "Units") on August 1, 2007. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2010, the final 50% of these RSUs vested, resulting in the issuance of 25,000 shares of Mattel common stock.
[F2]Pursuant to the terms of the August 1, 2007 RSU grant, 11,596 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
[F3]As reported on a Form 4 dated August 1, 2008 and filed on August 5, 2008, the reporting person received a grant of 40,690 RSUs on August 1, 2008. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2010, the first 50% of these RSUs vested, resulting in the issuance of 20,345 shares of Mattel common stock.
[F4]Pursuant to the terms of the August 1, 2008 RSU grant, 9,437 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
[F5]As of August 2, 2010, the reporting person had a balance of $81,264 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
[F6]The option was granted on August 2, 2010 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares on the first anniversary of the date of grant, (b) an additional 33% of the shares on the second anniversary of the date of grant, and (c) the remaining 34% of the shares on the third anniversary of the date of grant.
[F7]The RSUs were granted on August 2, 2010 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
[F8]The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

MATTEL INC /DE/

CIK 0000063276

→

Entity typeother

Related Parties

filerCIK 0001194266

Filing Metadata

Form type: 4
Filed: Aug 2, 8:00 PM ET
Accepted: Aug 3, 6:10 PM ET
Size: 22.0 KB

View on SEC.gov